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Dependence receptor UNC5A restricts luminal to basal breast cancer plasticity and metastasis



The majority of estrogen receptor-positive (ERα+) breast cancers respond to endocrine therapies. However, resistance to endocrine therapies is common in 30% of cases, which may be due to altered ERα signaling and/or enhanced plasticity of cancer cells leading to breast cancer subtype conversion. The mechanisms leading to enhanced plasticity of ERα-positive cancer cells are unknown.


We used short hairpin (sh)RNA and/or the CRISPR/Cas9 system to knockdown the expression of the dependence receptor UNC5A in ERα+ MCF7 and T-47D cell lines. RNA-seq, quantitative reverse transcription polymerase chain reaction, chromatin immunoprecipitation, and Western blotting were used to measure the effect of UNC5A knockdown on basal and estradiol (E2)-regulated gene expression. Mammosphere assay, flow cytometry, and immunofluorescence were used to determine the role of UNC5A in restricting plasticity. Xenograft models were used to measure the effect of UNC5A knockdown on tumor growth and metastasis. Tissue microarray and immunohistochemistry were utilized to determine the prognostic value of UNC5A in breast cancer. Log-rank test, one-way, and two-way analysis of variance (ANOVA) were used for statistical analyses.


Knockdown of the E2-inducible UNC5A resulted in altered basal gene expression affecting plasma membrane integrity and ERα signaling, as evident from ligand-independent activity of ERα, altered turnover of phosphorylated ERα, unique E2-dependent expression of genes effecting histone demethylase activity, enhanced upregulation of E2-inducible genes such as BCL2, and E2-independent tumorigenesis accompanied by multiorgan metastases. UNC5A depletion led to the appearance of a luminal/basal hybrid phenotype supported by elevated expression of basal/stem cell-enriched ∆Np63, CD44, CD49f, epidermal growth factor receptor (EGFR), and the lymphatic vessel permeability factor NTN4, but lower expression of luminal/alveolar differentiation-associated ELF5 while maintaining functional ERα. In addition, UNC5A-depleted cells acquired bipotent luminal progenitor characteristics based on KRT14+/KRT19+ and CD49f+/EpCAM+ phenotype. Consistent with in vitro results, UNC5A expression negatively correlated with EGFR expression in breast tumors, and lower expression of UNC5A, particularly in ERα+/PR+/HER2 tumors, was associated with poor outcome.


These studies reveal an unexpected role of the axon guidance receptor UNC5A in fine-tuning ERα and EGFR signaling and the luminal progenitor status of hormone-sensitive breast cancers. Furthermore, UNC5A knockdown cells provide an ideal model system to investigate metastasis of ERα+ breast cancers.


The luminal subtypes that express the estrogen receptor (ER)α represent approximately 70% of breast cancers, and the majority of these tumors respond to endocrine therapy [1]. However, resistance to endocrine therapy resulting in relapse is seen in approximately 30% of patients [1]. ERα+ breast cancers are heterogeneous with at least two subtypes, luminal A and luminal B [2]. Luminal A tumors are estradiol (E2)-dependent and responsive to antiestrogens, whereas luminal B tumors display either intrinsic or acquired resistance to antiestrogens with an outcome almost similar to triple negative breast cancers (TNBCs) [3]. A subgroup of luminal A tumors, particularly those that have metastasized despite expressing luminal A biomarkers (ERα and progesterone receptor (PR)), do not respond to antiestrogen therapies and approximately 55% of these metastases have converted to a different subtype through an unknown mechanism [4].

Multiple mechanisms of antiestrogen resistance have been documented [5]. Most of the prior work focused on mechanisms that confer E2-independent activity to ERα, including kinases that phosphorylate ERα, co-activator molecules that enhance ERα activity, pioneer factors that govern chromatin binding of ERα, and growth factor receptor–ERα crosstalk [6,7,8]. However, to our knowledge, there have been limited attempts to decipher negative regulatory loops that may restrict ERα signaling subsequent to ligand-activated induction and deregulation of these negative regulatory loops leading to prolonged/sustained activation of ERα.

To identify luminal cell-expressed genes that may play a role in restricting E2-dependent proliferation, we scanned gene expression array datasets for E2-inducible genes with ERα binding sites and that have a growth inhibitory activity [9]. From this search, we focused on the dependence receptor (DR) pathways for their potential role in a negative feedback loop. Under physiological conditions, unliganded DRs elicit cell death and/or growth inhibition but elicit cell survival and proliferation when coupled with their ligands such as Netrin-1 (NTN1) [10]. DRs are direct transcriptional targets of p53 and integral to p53-dependent apoptotic pathways, particularly in the absence of ligands [11]. NTN1 belongs to the evolutionary conserved netrin family secreted proteins and is well characterized for its role in the nervous system [12]. Both netrins and DRs also play crucial roles in other systems, including development of the mammary gland, inner ear, lungs, and pancreas [12, 13]. Loss of heterozygosity and homozygous deletion of DRs and upregulation of netrins are observed in a variety of cancers including breast cancer [11, 13]. These aberrations in DR–netrin pathways are believed to confer resistance to p53-dependent apoptosis and enhance proliferation of cancer cells.

In the present study, we show that UNC5A is an E2-inducible gene. Knockdown of UNC5A in ERα+/PR+ cells resulted in defective turnover of phosphorylated ERα, enhanced E2 signaling, cell proliferation, and tumorigenesis independent of E2 supplementation accompanied with multiorgan metastases in xenograft models. Furthermore, UNC5A knockdown cells acquired a hybrid basal/luminal phenotype including elevated expression of epidermal growth factor receptor (EGFR). Thus, UNC5A could serve as a negative feedback molecule in ERα signaling, the deregulation of which could lead to breast cancer progression through enhanced plasticity.


Immunohistochemistry of tissue microarray (TMA)

Tissue samples were collected with Indiana University Institutional Review Board approval, informed patient consent, and HIPAA compliance. UNC5A and EGFR immunostaining was performed at the CLIA certified Indiana University Health Pathology Laboratory and scoring has been described previously [14]. H scores were calculated using stain intensity (0 to 3) multiplied by percent positive pixels (for UNC5A) or a formula based on stain intensity and number of weak, moderate, or strong positive pixels (for EGFR). For subjects with multiple tumor samples, only those with the highest H score were considered. Statistical analysis was performed on samples from 221 breast cancer patients, but only 196 patient samples (89%) had UNC5A values available. The log-rank test was used to compare patient and tumor variables between those with UNC5A H scores versus those without. The correlations between UNC5A and EGFR were determined by Spearman’s correlation coefficient. For modeling the outcomes of overall survival and disease-free survival, the multivariate covariates used in the multivariate models from the individual reports for EGFR and UNC5A were included. Additionally, the H score information for EGFR and UNC5A were handled in three ways. First, the EGFR and UNC5A were dichotomized using the same optimal cut-points as used in their individual reports. Secondly, the EGFR and UNC5A were dichotomized using their individual medians and cut-points. Finally, the continuous values were used in the models. Since EGFR was not linear, the natural log of EGFR was used in the models. For the models with continuous values, hazard ratios were calculated at the 25th, 50th, and 75th percentile of EGFR. Subgroup analyses were performed where the number of patients available was sufficient.

Cell lines

MCF7 and T-47D cells were obtained from American Tissue Culture Collection and cultured in minimum essential media (MEM) media as described previously [15]. TMCF7 cells correspond to cell lines derived from tumors developed in the mammary fat pad of nude mice implanted with MCF7 cells [16]. Cell lines were authenticated using Short Tandem Repeat Profiling Systems for cell line identification by a commercial vendor ( in August 2012 and cell lines recreated from xenograft tumors were authenticated by Genetica (Burlington, NC, USA).

Short hairpin (sh)RNA and CRISPR constructs

The human shRNA lentiviral transduction particles for sh5-UNC5A and pLKO.1-puro vector control plasmids (sh-Control) were purchased from Sigma (cat. nos. SHCLNV-NM_133369 and SHC 001, respectively). The lentivector for sh2-UNC5A was obtained from Applied Biological Materials (cat. no. i026703g). CRISPR plasmids to target UNC5A were obtained from Sigma-Aldrich (HS0000509914).

Western blotting

Treatments consisted vehicle, heregulin-β1 (HRG-β1, R&D systems), E2, 4-hydroxy-tamoxifen (OHT), or ICI-182,780 (Sigma-Aldrich). The immunoblotting has been previously described [17] and details of antibodies are provided in Additional file 1. Although the majority of immunoblots were reprobed with antibodies against ACTB (β-actin) as a loading control, only representative data per batch of cell lysates are shown.

RNA-seq and quantitative reverse transcription polymerase chain reaction (qRT-PCR)

cDNA was synthesized from 1 to 2 μg of total RNA using the cDNA Synthesis Kit (Bio-Rad). qRT-PCR in duplicates from at least two biological replicates was performed with either Sybr-Green or TaqMan Universal PCR master mix and transcripts were analyzed in StepOnePlus and TaqMan 7900HT instruments (Applied Biosystems) with β-ACTIN as the normalization control. Fold-change was calculated by the ∆∆Ct method, whereas statistical analysis was performed on ΔCt values. Primers (Integrated DNA Technologies) and TaqMan probe details are shown in Additional file 1. RNA-seq of sh-Control and sh5-UNC5A cells treated for 3 h with vehicle or E2 was performed in triplicate as previously described [18], and raw sequencing data have been submitted to the gene expression omnibus (GEO; accession number GSE89700).

We used STAR RNA-Seq aligner to map all sequence libraries to the human genome (UCSC hg19) [19] followed by the assignment of uniquely mapped reads to individual genes based on annotation of hg19 refGene by featureCounts [20]. After trimmed mean of M values (TMM) normalization, gene expression profiling was summarized on the base-2 logarithmic scale. Genes with an average expression level lower than 1 for all phenotypes in MCF7 and T-47D cells, respectively, were excluded for further analysis. Differential expression (DE) analysis was performed using edgeR [21, 22] for special group comparisons in the study. All p values were corrected by multiple testing false discovery rate (FDR) adjustments. Genes with FDR < 0.05 and absolute value of fold change (FC) larger than 2 were determined as differentially expressed genes (DEGs).

Gene function enrichment analysis was performed using DAVID ( v6.8) [23, 24]. Significantly overrepresented gene ontology (GO) terms were selected if their q values (p values after FDR multiple test correction) were less than 0.05.

Promoter luciferase assay

Cells transfected with luciferase constructs were allowed to grow overnight in charcoal-dextran treated fetal calf serum (CCS) containing media followed by a 12-h E2 treatment. The Dual-Luciferase® Reporter assay (Promega) was performed according to the manufacturer’s protocol.

Chromatin immunoprecipitation (ChIP) assay

ChIP assays for ERα binding on UNC5A and BCL2 were performed under vehicle or E2 treatment for 45 min and 2 h as described previously [9].

Cell proliferation and mammosphere assays

After 24-h plating in regular media, the media was changed to CCS-containing media for 3 days and cells were treated with the indicated drug combinations. Cell proliferation was determined using the bromodeoxyuridine-incorporation enzyme-linked immunosorbent assay (ELISA) kit from Calbiochem after 5–6 days of plating with one media/drug change. Mammosphere assays with 5000 cells were performed as described previously [25].


Cells grown on 35-mm glass-bottom culture dishes were fixed with 4% (w/v) paraformaldehyde for 10 min and permeabilized in phosphate-buffered saline (PBS) containing 0.15% (v/v) Triton X-100, 5% (v/v) donor goat serum (Gibco), and 1% (w/v) bovine serum albumin (Sigma-Aldrich) for 1 h. Cells were incubated with primary antibodies (Additional file 1) diluted in Dako antibody diluent (Dako; Agilent Technologies) for 90 min followed by 1-h incubation with the Alexa Fluor® 488 and 555 conjugated secondary antibodies (ThermoFisher Scientific). Nuclei was counterstained with Hoechst® 33,342.

Flow cytometry

Cells were stained with the indicated antibodies (Additional file 1) and analyzed in a LSR4 custom-made flow cytometer (BD Biosciences) as described previously [26].

Xenograft studies

The Indiana University Animal Care and Use Committee approved the use of animals in this study and all procedures were performed as per NIH guidelines. sh-Control, sh2-UNC5A, and sh5-UNC5A TMCF7 cells (2 × 106 in 100 μl serum-free HBSS) were implanted into the mammary fat pad of 7-week-old female nude mice with or without a 60-day slow-release E2 pellet. Tumor growth was measured weekly and tumor volume was calculated as described previously [16]. After 12 weeks, the lungs and primary tumors were collected and processed for hematoxylin and eosin (H&E) and PECAM1 (CD31) staining. The whole slide digital imaging system of Aperio (ScanScope CS) was used for imaging of PECAM1-stained tumors. For the metastatic model, mice were inoculated with 2 × 105 TMCF7 cells into the left cardiac ventricle. Ovaries, spleen, and adrenal glands were collected within 17 weeks and processed as described above.

Statistical analysis

Statistical analyses were performed in GraphPad Prism® (6.02 version) or Statistical Analysis System (SAS; version 9.4) software with p < 0.05 considered as significant.


UNC5A is a luminal cell-enriched gene and is E2 inducible

To determine E2-inducible signaling molecules that may dampen the E2 response or gene-specific E2 regulation and that are expressed at higher levels in luminal breast cancers compared with TNBCs, we first searched our previous microarray data of E2-regulated genes in MCF7 cells for known growth suppressive roles and then determined whether E2 directly regulated their expression by integrating E2-inducible gene expression with ERα ChIP-on-chip and ChIP-seq datasets. UNC5A suited these criteria as its expression was E2 inducible and ERα binding sites for this gene was detectable in ChIP-on-chip and ChIP-seq datasets [9, 27] (Fig. 1a). Furthermore, in 11 out of 12 studies in publicly available Nuclear Receptor Signaling Atlas web resources showed 2- to 35-fold E2-inducible expression of UNC5A in MCF7 cells, uterus, and vagina (Additional file 2). We further confirmed E2-inducible expression of UNC5A in MCF7 cells by qRT-PCR (Fig. 1b) and Western blotting (see below), although induction at mRNA levels in our MCF7 cells was modest. Interestingly, the antiestrogen tamoxifen (OHT) failed to overcome the effect of E2 on UNC5A levels (Fig. 1b) suggesting unique effects of E2 on the expression of UNC5A. We used ChIP assay to verify ERα binding to one of the ERα binding sites (Fig. 1c). R2 Genomic and Visualization Platform ( analyses revealed a positive correlation between UNC5A and ESR1 mRNA levels in breast cancer cell lines (Fig. 1d). Also, analyses of The Cancer Genome Atlas (TCGA) dataset for the relationship between UNC5A expression and breast cancer subtypes using the UALCAN program [28] revealed highest UNC5A expression in luminal breast cancers, which are usually ERα-positive, compared with TNBCs (Fig. 1e). In contrast, NTN1 expression was higher in TNBCs compared with normal breast or luminal breast cancers (Fig. 1f).

Fig. 1
figure 1

UNC5A is an estradiol (E2)-inducible gene. a Estrogen receptor (ER)α binding sites on UNC5A genomic region. Chromatin immunoprecipitation (ChIP)-seq datasets in MCF7 cells from Welboren et al. [27] (ER_minus ligand, ER-E2, ER-tamoxifen) and ChIP-on-chip datasets in MCF7 and MCF7 cells overexpressing constitutively active AKT from Bhat-Nakshatri et al. [9] were used to identify ERα binding sites on UNC5A genomic regions. Four ERα binding sites on chromosome 5 (hg18/human) are indicated on the top with genomic coordinates 176,169,194–176,169,471, 176,173,985–176,174,876, 176,206,209–176,206,749 and 176,229,374–176,230,036, respectively. b The effect of E2 (10−10 M), tamoxifen (OHT; 1 μM), or both on UNC5A expression in MCF7 cells. Cells were treated for 3 h and UNC5A levels were measured by qRT-PCR. Bar graphs represent mean ± SEM of fold change relative to vehicle control (n = 3). c ChIP assay confirms binding of ERα to UNC5A regulatory regions (second ERα binding site from the left). MCF7 cells were treated with vehicle or E2 (10−8 M) for 45 min and 2 h. ERα DNA binding levels are presented as mean ± SEM of non-normalized values relative to the vehicle sh-Control (n = 2). d mRNA levels of ESR1 and UNC5A show positive correlation in breast cancer cell lines. R2 Genomics Analysis and Visualization Platform ( tool was used to obtain these results. e UNC5A mRNA levels in different subtypes of breast cancers in the TCGA dataset. Data were obtained using the public database UALCAN [28]. f NTN1 mRNA levels in different subtypes of breast cancers in the TCGA dataset. TNBC, triple negative breast cancer

Low UNC5A expression in primary breast cancers is associated with poor outcome

To obtain additional support for our hypothesis that a protein that attenuates ERα signaling has prognostic relevance, we performed immunohistochemical analyses of UNC5A in our previously described breast TMA in which 196 out of 221 tumors had measurable UNC5A expression [14] (Additional file 3). A representative staining pattern of UNC5A in breast tumor is shown in Fig. 2a. Tumor cells were moderate in staining in many of the cases with little to no background staining in the other tissues in the core (vascular endothelial cells, smooth muscle cells, fibroblasts, macrophages, and/or scattered lymphocytes infiltrating the tumor region). In both univariate and multivariate analyses, low UNC5A H score was associated with poor overall survival (Fig. 2b and Additional file 4). In subgroup analyses, in ER+/PR+/HER2, lower UNC5A H score showed a trend of poor overall survival (p = 0.055) (Fig. 2c). UNC5A had no prognostic relevance when tumors were subgrouped broadly into ER+ or ER subgroups (Fig. 2d, e). Thus, UNC5A is a potential biomarker of outcome in a subgroup of breast cancer patients whose tumors express luminal A markers.

Fig. 2
figure 2

Low UNC5A in breast tumors correlates with poor overall survival of breast cancer patients. a Representative UNC5A staining pattern in breast tumors with high or low expression (scale bars = 200 μm). b Kaplan-Meier survival curves comparing overall survival of breast cancer patients with high (blue line) against low (red line) expression of UNC5A in tumors. Datasets were analyzed by log rank test from n = 196 patients. c Kaplan-Meier survival analysis of ER+/PR+/HER breast cancer patients according to the expression of UNC5A in tumors (p = 0.055) (n = 98). d Kaplan-Meier survival analysis of estrogen receptor (ER)α+ breast cancer patients according to the expression of UNC5A in tumors (n = 144). e Kaplan-Meier survival analysis of ERα breast cancer patients according to the expression of UNC5A in tumors (n = 44). PR, progesterone receptor

UNC5A knockdown results in enhanced ERα signaling

To model low UNC5A levels in cells with intact ERα-dependent signaling, we created shRNA-UNC5A MCF7 and T-47D cells, which express ERα and PR at different levels (Fig. 3a, b). MCF7 cells are more responsive to E2 than T-47D cells and, therefore, most of the experiments were performed in MCF7 cells with a few validation experiments in T-47D cells. UNC5A knockdown did not have an effect on ERα levels and the receptor underwent activation-coupled degradation upon E2 treatment in both sh-Control and sh-UNC5A cells (Fig. 3a, b). Note that E2 increased UNC5A protein in sh-Control but not in sh-UNC5A MCF7 cells (Fig. 3a). We note that this is the only commercially available antibody (Abcam, ab81165) that recognized protein of expected size but showed variability in potency between batches. In transient transfection assay, estrogen response element (ERE)-driven luciferase-reporter gene showed elevated activity in vehicle-treated sh-UNC5A cells compared with sh-Control cells (Fig. 3c). In T-47D cells, which express higher levels of PR than MCF7 cells [29], UNC5A knockdown enhanced E2-inducible expression of PGR (Fig. 3d). In both MCF7 and T-47D cells, UNC5A knockdown substantially increased both basal (vehicle-treated) and, consequently, E2-inducible expression of BCL2 mRNA and protein (Fig. 3e, f). The enhanced BCL2 expression in sh-UNC5A cells correlated with increased E2-independent binding of ERα to the enhancer element of BCL2 to which ERα and JMJD3 bind to create a poised chromatin [30] (Fig. 3g). To determine whether enhanced ERα activity in UNC5A-knockdown cells is due to altered phosphorylation of ERα, we used phospho-specific antibodies to determine the levels of ERα phosphorylated at S118 and S167. Phosphorylation of ERα at these residues is known to confer ligand-independent activity to the receptor [1]. Although we did not find any differences in basal phosphorylation status between sh-Control and sh-UNC5A cells, phosphorylated ERα underwent ligand-coupled degradation in sh-Control cells but not in sh-UNC5A cells (Fig. 3h). As a consequence, there was a modest difference in the rate of degradation of total ERα between clones. These results suggest the need for signaling events downstream of UNC5A in turnover of phosphorylated ERα.

Fig. 3
figure 3

Estradiol (E2)-regulated gene expression and response in cells on UNC5A knockdown. a UNC5A expression in sh-Control and sh-UNC5A transfected MCF7 cells (top). sh2-RNA and sh5-RNA target independent sequences of UNC5A. E2-inducible expression of UNC5A protein is evident in sh-Control but not in sh-UNC5A transfected MCF7 cells. Estrogen receptor (ER)α expression in sh-Control and sh-UNC5A MCF7 cells treated with or without E2 for 24 h (bottom). b Generation of T-47D cells expressing sh-UNC5A (top). shRNA expressing cells have lower UNC5A transcripts (mean ± SEM; n = 3). As in MCF7 cells, sh-UNC5A had no effect on ERα protein levels in T-47D cells (bottom). c ERE-luciferase activity in sh-Control and sh-UNC5A TMCF7 cells. Cells were treated with vehicle or three different concentrations of E2 for 12 h (mean ± SEM; n = 4). Data were analyzed by two-way ANOVA where the main effects clone and [E2] were considered significant at p < 0.01 and p < 0.001, respectively. Note that ERE-luciferase activity was higher in sh-UNC5A clones in the absence of E2 treatment, although there was experimental variability. d UNC5A knockdown increases E2-inducible PGR expression in T-47D cells. Cells were treated with vehicle or E2 for 3 h (n = 4; **p < 0.01). e UNC5A knockdown leads to increased BCL2 expression. BCL2 mRNA (left) was measured in vehicle and E2-treated (3 h) sh-Control and sh-UNC5A MCF7 cells (***p < 0.001). BCL2 protein levels were measured by Western blotting (right) in cells treated with vehicle, E2 (10−10 M), tamoxifen (OHT; 10−6 M), or an E2 and OHT combination for 24 h. f The effects of UNC5A knockdown on BCL2 expression in T-47D cells. Cells were treated with vehicle control and E2 for 3 h (mRNA) or 24 h (protein) (**p < 0.01 and ***p < 0.001). g sh-UNC5A enhances ERα binding to ERE-elements of BCL2 in MCF7 cells. ERα binding sites on BCL2 genomic regions identified using ChIP-seq and ChIP-on-chip data are shown in the left. ERα binding to ERE-elements (right most binding site indicated by a star in the ChIP-seq dataset, genomic coordinates, Chr18; 59,136,368–59,136,898) of BCL2 was verified by ChIP-qPCR assay (mean ± SEM of non-normalized values relative to vehicle sh-Control; n = 2). ERα binding in vehicle-treated sh-Control cells was set at 1 and the relative difference in other conditions is shown. h The effect of UNC5A knockdown on phosphorylated ERα. Cells were treated with E2 for 3 h or 6 h and the cell lysates were analyzed for ERα phosphorylated at S118 or S167 and total ERα. While phosphorylated ERα underwent activation-coupled degradation on E2 treatment in sh-Control cells, phosphorylated ERα was refractory to degradation in sh-UNC5A cells. i The effect of UNC5A knockdown on proliferation of sh-Control and sh-UNC5A MCF7 cells. Cells were treated for 5 days with vehicle control, E2, OHT, or E2 + OHT. Data are presented as mean of relative absorbance ± SEM (n = 2, each with six technical replicates) and were analyzed by ANOVA. Bars with the same character/letters are not significantly different according to Tukey’s test. For example, E2-induced proliferation rate of sh-Control cells is similar to the proliferation rate of vehicle-treated sh2-UNC5A cells. j The effect of UNC5A knockdown on proliferation of T-47D cells. Assays were performed as in i and the statistical results are presented as in i

To determine whether the above observations of altered phospho-ERα turnover upon UNC5A knockdown show any relationship with cell proliferation, we measured cell proliferation under vehicle control and E2 ± OHT-treated conditions. In MCF7 cells, sh-UNC5A increased proliferation under vehicle control, E2-, OHT-, and OHT plus E2-treated conditions compared with sh-Control to levels similar to E2-treated sh-Control cells (Fig. 3i, j). Although OHT reduced E2-inducible proliferation of sh-UNC5A cells, the overall proliferation rate of these cells under various treatments remained elevated compared with sh-Control cells. Collectively, these results suggest that UNC5A restricts the proliferation of ERα-positive cells.

To investigate whether enhanced the baseline proliferation of sh-UNC5A cells compared with sh-Control cells is ERα-dependent, we treated cells with ICI-182,780 (Fulvestrant) which degrades ERα. While ICI-182,780 reduced E2-induced proliferation of these cells, it had a minimal effect on baseline proliferation of all cell types (Additional file 5). These negative results can be interpreted in two ways: enhanced basal proliferation of sh-UNC5A cells compared with sh-Control cells is independent of ERα, or ERα in sh-UNC5A cells is less sensitive to ICI-182780-mediated degradation. Surprisingly, although ICI-182,780 caused degradation of total ERα in sh-Control and sh-UNC5A cells to a similar extent, ICI-182,780 increased the levels of ERα phosphorylated at S118 (Additional file 5). This unique effect of ICI-182,780 on phospho-ERα could explain the lack of its effects on the baseline proliferation rate of sh-UNC5A cells. Additional work is needed to clarify the role of ERα in the baseline proliferation rate of sh-UNC5A cells.

The dramatic effect of UNC5A on BCL2 expression was puzzling. To ensure that this increase in BCL2 expression is not due to aberrant integration of shRNAs into the genome, we used the CRISPR/Cas9 system to reduce UNC5A expression and selected single cell clones (Additional file 5). UNC5A protein levels were partially reduced in these single cell clones with an accompanying increase in BCL2 expression. Thus, even a modest decrease in UNC5A protein levels was sufficient to trigger BCL2 expression. We also observed stable BCL2 overexpression in both UNC5A shRNA and CRISPR clones cultured for a prolonged time despite these clones regaining UNC5A protein expression as measured using the available antibody. Thus, it appears that even transient knockdown of UNC5A leads to robust/permanent activation of BCL2, which is similar to previously reported stable activation of cancer germline genes upon transient knockdown of DNA methyltransferase 1 (DNMT1) [31].

Changes in gene expression associated with UNC5A knockdown

We performed RNA-seq of sh-Control and sh5-UNC5A MCF7 and T-47D cells treated with vehicle (basal) or E2 for 3 h and did pairwise comparisons to determine the effect of UNC5A on basal and E2-regulated gene expression (Fig. 4a). Genes were determined as DEGs for comparison if their FDR was < 0.05 and absolute value of fold change |FC| was > 2 (Fig. 4a and Additional file 6). Under basal growth conditions, UNC5A knockdown notably affected the expression of approximately 20% and 7% of genes in MCF7 and T-47D cells, respectively, potentially indicating its role in regulating the transcriptional machinery. For example, APOBEC3B, which is integral to ERα signaling [32], was one of the genes differentially expressed in sh-UNC5A cells compared with sh-Control MCF7 and T-47D cells (Additional file 6). We confirmed elevated expression of APOBEC3B in sh-UNC5A compared with sh-Control MCF7 cells (Fig. 4b). Based on the gene functional analysis using DAVID, genes differentially expressed in UNC5A knockdown MCF7 and T47-D cells were an integral part of the plasma membrane and extracellular region (Fig. 4c and Additional file 7). It is interesting to note that 167 DEGs in MCF7 cells were significantly overrepresented in sequence-specific transcription factor DNA binding activity (Fig. 4c). UNC5A knockdown also had a significant effect on E2-regulated gene expression, particularly in MCF7 cells. A total of 434 genes were recognized as undergoing significant changes in gene expression by E2 in sh-UNC5A MCF7 cells, whereas only 21 genes were identified as DEGs in sh-UNC5A T-47D cells (Fig. 4a and Additional file 6). In sh-UNC5A MCF7 cells but not in sh-Control cells, E2-targeted genes were associated with negative regulation of cell proliferation, extracellular region, and histone demethylase activity (Fig. 4c). For example, E2 induced the expression of histone demethylases KDM4B and KDM7A but reduced the levels of UTY and ARID5B in sh-UNC5A but not in sh-Control MCF7 cells [33] (Additional file 6). JARID2, which regulates the polycomb complex and histone methyltransferases [34], was E2 inducible in sh-UNC5A but not in sh-Control MCF7 cells (Additional file 6). Furthermore, we found that 109 out of these 434 genes (Fig. 4d) were not regulated by E2 in sh-Control MCF7 cells (FDR > 0.5 and |FC| < 1.15), whereas their expression was under E2 control in sh-UNC5A MCF7 cells. These 109 genes are associated with positive regulation of gene expression and affect transcriptional regulation by RNA polymerase II (Fig. 4c). By contrast, no specific GO functions could be assigned to uniquely E2-regulated genes in sh-UNC5A T-47D cells. We note that the effect of UNC5A on E2-regulated genes is gene-specific since sh-Control and sh-UNC5A MCF7 cells showed similar levels of E2-regulated expression of TFF1 and only a modest effect on E2-regulated expression of GREB1, two commonly used genes to measure E2-inducible genes (Fig. 4e). Collectively, these results indicate a cell type-dependent role of UNC5A in controlling basal and E2-regulated gene expression with potential downstream effects ranging from plasma membrane composition to transcriptional output from RNA polymerase II.

Fig. 4
figure 4

The effect of UNC5A knockdown on basal and estradiol (E2)-regulated gene expression in MCF7 and T-47D cells. a Venn diagram showing the number of differentially expressed genes in UNC5A knockdown MCF7 and T-47D cells compared with sh-Control cells with and without 3 h E2 treatment. b UNC5A knockdown MCF7 but not T-47D cells express higher levels of APOBEC3B (**p < 0.01 and ***p < 0.001). c Signaling pathways affected by UNC5A knockdown under vehicle and E2-treated conditions. The number of genes in each of the networks is shown and name of the genes in each network and fold changes in expression are presented in Additional files 7 and 6, respectively. UNC5A affected mainly basal gene expression in T-47D cells. The gene set ‘E2 regulation unique in sh-UNC5A MCF7 cells’ corresponds to those genes whose magnitude of E2-regulated expression differed from sh-Control cells, although these genes may be E2-regulated in both cell types. The gene set ‘E2 regulation exclusively in sh-UNC5A MCF7 cells’ corresponds to those genes whose expression was E2-regulated only in sh-UNC5A cells. d Heatmap of genes uniquely upregulated or downregulated by E2 in sh-UNC5A MCF7 cells. E2 did not affect their expression in sh-Control MCF-7 cells. e The effect of UNC5A knockdown on basal and E2-inducible expression of TFF1 and GREB1. TFF1 and GREB1 expression was measured by qRT-PCR in vehicle, 3-h, and 6-h E2-treated cells. GREB1 expression in 3-h and 6-h E2 treated sh-UNC5A cells was modestly but significantly higher compared with E2-treated sh-Control cells (indicated by *)

UNC5A knockdown results in nonclassical luminal/basal hybrid gene expression pattern

UNC5A knockdown increased the levels of oncogenic ΔNp63 isoform mRNA while simultaneously lowering the expression of tumor suppressive TAp63 isoform [35] (Fig. 5a, b). TP63 is an E2-repressed gene and ERα failed to repress ΔNp63 in sh-UNC5A clones with efficient UNC5A knockdown (sh5-UNC5A clones of MCF7 and T-47D; Fig. 5a, b). Overall, ΔNp63 levels ± E2 treatment remained elevated in sh-UNC5A cells compared with sh-Control cells. RNA-seq studies showed lower expression of luminal/alveolar differentiation-associated ELF5 but elevated expression of the pro-oncogenic MECOM (EVI-1) and lymphangiogenic NTN4 [36,37,38] in sh-UNC5A cells compared with sh-Control cells (Additional file 6). Indeed, ELF5 levels were significantly lower and NTN4 levels were higher in sh-UNC5A cells compared with sh-Control cells (Fig. 5c, d). MECOM protein was undetectable in MCF7 cells but elevated in sh-UNC5A T-47D cells compared with sh-Control cells (Fig. 5e). In addition, while sh-Control cells expressed mainly KRT19, sh-UNC5A cells expressed either KRT14, KRT19, or both KRT14 and KRT19 (basal and luminal cytokeratins, respectively) [39] (Fig. 5f and Additional file 8). Bipotent luminal progenitor cells are KRT14 and KRT19 double-positive [40]. Note that UNC5A knockdown did not result in the morphologic features of epithelial to mesenchymal transition (EMT), nor did it result in the expression of EMT-associated genes such as SNAI1, SNAI2, ZEB1, or ZEB2 (Additional file 6 and data not shown). However, we observed elevated expression of ITGB6 (Integrin β6) in sh-UNC5A cells compared with sh-Control cells (Additional file 6); ITGB6 is pro-oncogenic and is induced during EMT of colon cancer cells [41].

Fig. 5
figure 5

UNC5A knockdown results in luminal/basal hybrid and bipotent luminal progenitor phenotype. a ΔNp63 levels are significantly elevated in sh-UNC5A MCF7 cells. Cells were treated with vehicle or estradiol (E2) for 3 h and qRT-PCR was used to measure ΔNp63 and TAp63 levels (mean ± SEM, n = 2). Data were analyzed as in Fig. 3e (*p < 0.05, **p < 0.01, and ***p < 0.001). TP63 protein levels in sh-Control and sh-UNC5A MCF7 cells treated with or without E2 for 24 h are shown on the right. TP63 is expressed as multiple isoforms and there appears to be isoform switching in sh-UNC5A cells compared with sh-Control cells. b ΔNp63 and TAp63 levels in sh-Control and sh-UNC5A T-47D cells. c sh-UNC5A cells have lower ELF5 mRNA compared with sh-Control cells. Cells were treated with vehicle or E2 for 3 h and qRT-PCR was used to measure ELF5. d UNC5A knockdown leads to elevated NTN4. e UNC5A knockdown leads to elevated MECOM (EVI-1) expression in T-47D cells. Although MECOM levels were elevated in MCF7 cells upon UNC5A knockdown (Additional file 6), proteins were not detected by Western blotting. f UNC5A knockdown T-47D cells express both KRT14 (basal; green) and KRT19 (luminal; red) while sh-Control T-47D cells express luminal KRT19. Results for TMCF7 cells are shown in Additional file 8. g sh-UNC5A MCF7 cells form irregularly shaped mammospheres. h UNC5A knockdown MCF7 cells display phenotypic characteristics similar to luminal progenitor (CD49f+/EpCAM+)/cancer stem cells (CD44+/CD24) compared with sh-Control cells. A histogram displaying CD49f and CD44 expression in different cell types is depicted on the right

Since ΔNp63 maintains stem cell phenotype and cancer cells with hybrid luminal/basal/mesenchymal characteristics display enhanced cancer stem cell (CSC) properties [35, 42], we used mammosphere assays and flow cytometry to characterize sh-Control and sh-UNC5A MCF7 cells for stemness. While mammospheres of sh-Control were well organized, sh-UNC5A cells formed irregular mammospheres (Fig. 5g). In addition, while sh-Control cells were predominantly CD49f (ITGA6)/EPCAM+, a subpopulation of sh-UNC5A cells showed CD49f+/EPCAM+ phenotype (Fig. 5h). CD49f+/EPCAM, CD49f+/EPCAM+, and CD49f/EPCAM+ cells display stem/basal, luminal progenitor, and differentiated/mature features, respectively [43]. Sh-Control cells showed CD44/CD24+ non-CSC phenotype whereas sh-UNC5A cells acquired the features of CSCs as evident from the presence of CD44+/CD24+ and CD44+/CD24 cells [44]. Furthermore, sh-UNC5A MCF7 cells expressed significantly higher levels of stemness-associated SOX2 [45] (Additional file 6).

UNC5A knockdown results in elevated EGFR expression and AKT activity

Two of our observations and one prior report prompted us to investigate whether UNC5A knockdown is associated with altered activity of EGFR, which could explain the effects of UNC5A on E2-regulated gene expression. First, we observed enhanced basal ERE-luciferase activity in sh-UNC5A cells, suggesting ligand-independent activity of ERα which typically involves growth factor receptor–ERα crosstalk [46]. EGFR is forefront in this crosstalk as it can alter ERα cistrome and ERα-regulated gene expression [47]. Second, sh-UNC5A cells showed luminal/basal hybrid phenotype, and EGFR activation is common in cells with basal phenotype [48]. Third, a recent study showed that NTN1, in the absence of UNC5A, increases EGFR at the post-translational level [49]. We first measured EGFR levels in sh-Control and UNC5A knockdown cells. EGFR protein but not mRNA levels were significantly higher in sh-UNC5A cells compared with sh-Control cells (Fig. 6a and data not shown). AKT and ERK are the two major kinases activated downstream of EGFR that can increase ligand-independent activity of ERα [1]. We determined whether UNC5A knockdown had an effect on vehicle, E2-regulated, and HRGβ1-induced activation of these kinases. sh-UNC5A cells showed robust activation of AKT as measured by pAKT-S473 levels but not ERK (Fig. 6b). We recently reported that AKT1 but not AKT2 is active in MCF7 cells [17]. Immunoblotting using isoform-specific phospho-antibodies showed upregulation of pAKT1 but not pAKT2 in sh-UNC5A cells compared with sh-Control cells (Fig. 6c). These results indicate a negative relationship between EGFR and UNC5A expression in cell line models. Similarly, UNC5A and EGFR expression showed negative correlation in breast tumor samples when the analyses included all samples or only ER+ samples (Fig. 6d).

Fig. 6
figure 6

UNC5A knockdown results in elevated epidermal growth factor receptor (EGFR) and phospho-AKT. a EGFR protein levels in sh-Control and sh-UNC5A TMCF7 and T-47D cells. b Phospho-AKT and phospho-ERK levels in sh-Control and sh-UNC5A TMCF7 cells with or without estradiol (E2) or HRG-β1 (20 ng/ml) treatment. Cells were treated with vehicle, E2 for 5 and 15 min, and HRG-β1 for 15 min. c Phospho-AKT1 and phospho-AKT2 levels in sh-Control and sh-UNC5A TMCF7 cells. d Representative EGFR staining pattern in breast tumors with low or high expression (left, scale bar = 100 μm). Summary of the correlation analysis between EGFR and UNC5A from breast cancer TMA using Spearman’s correlation coefficient (right). UNC5A and EGFR expression was inversely correlated (p < 0.001, n = 179). e Protein levels of estrogen receptor (ER)α, EGFR, BCL2, and TP63 in sh-Control and sh-UNC5A TMCF7 (left) and T-47D (right) cells after treatment with ICI-182,780 (Fulvestrant)

We next investigated the role of ERα in negative crosstalk between UNC5A and EGFR/TP63. Treatment of cells with ICI-182,780 results in degradation of ERα and, consequently, elevated expression of genes typically repressed by ERα. Indeed, treatment of sh-Control MCF7 and T-47D cells caused degradation of ERα with a concomitant increase in TP63 (Fig. 6e). Interestingly, ICI-182,780 treatment did not have an effect on EGFR but reduced the level of TP63 in sh-UNC5A cells (Fig. 6e). Similar to TP63, elevated expression of BCL2 upon UNC5A knockdown is ERα-dependent as its levels were lower in ICI-182,780-treated cells compared with untreated sh-UNC5A cells (Fig. 6e). Thus, while elevated EGFR levels in sh-UNC5A cells are ERα-independent, ΔNp63 and BCL2 upregulation in these cells is at least partially ERα-dependent.

sh-UNC5A cells form metastatic tumors independent of E2 supplementation

MCF7 cells form nonmetastatic tumors in female nude mice when injected with matrigel or when supplemented with E2 pellets, although there is less uniformity between the sizes of tumors between animals [16]. We had previously reported in the MDA-MB-231 model that cell lines derived from tumors that develop in the mammary fat pad upon implantation of parental cells show enhanced and uniform tumorigenicity upon re-implantation [50]. We used this approach to increase uniformity in tumorigenicity and generated TMCF7 sh-Control, sh2-UNC5A, and sh5-UNC5A cells. As with MCF7 cells, sh-UNC5A TMCF7 cells showed elevated BCL2 and ΔNp63 compared with sh-Control cells (Additional file 8). sh-UNC5A but not sh-Control TMCF7 cells displayed KRT14/KRT19 double-positive phenotype (Additional file 8). A large subpopulation of sh-UNC5A TMCF7 cells was of the CD44+/CD24+ and CD49f+/EPCAM+ phenotype compared with sh-Control cells (Additional file 8), and mammospheres formed by these cells were irregular compared to mammospheres from sh-Control cells (Additional file 8). In addition, sh-UNC5A TMCF7 cells expressed significantly higher levels of SOX2 despite maintaining ERα expression (Additional file 8). Consistent with RNA-seq data (Additional file 6), a large subpopulation of sh-UNC5A TMCF7 cells were ITGB6+ compared with sh-Control cells (Additional file 8).

A significant number of mice injected with sh-UNC5A cells but not sh-Control cells developed tumors in the absence of E2 pellets (Fig. 7a). The size of these tumors was larger than tumors in animals injected with sh-Control cells in the presence of E2 pellet (Fig. 7b). While none of the animals injected with sh-Control cells developed lung metastasis, consistent with our previous study with TMCF7 cells [16], animals that received sh-UNC5A cells showed lung metastasis (Fig. 7c). We next examined whether sh-Control cell- and sh-UNC5A cell-derived tumors differ in angiogenesis because of the differences in NTN4 expression between sh-Control and sh-UNC5A cells noted in Fig. 5. sh-UNC5A cell-derived tumors contained higher numbers of PECAM1+ cells compared with sh-Control cell-derived tumors (Fig. 7d), suggesting enhanced angiogenesis in the absence of UNC5A.

Fig. 7
figure 7

UNC5A knockdown cells form tumors independent of E2 supplementation. a The number of animals with tumors after injection of sh-Control, sh2- and sh5-UNC5A TMCF7 cells in the absence of implanted estradiol (E2) pellet. Number of sh2-UNC5A (p < 0.05) and sh5-UNC5A (p < 0.001) mammary fat pad tumor-positive mice at the time of euthanasia (11 weeks postinjection). b Tumor volume in animals injected with sh-Control, sh2-UNC5A, or sh5-UNC5A TMCF7 cells with or without E2 pellets (mean ± SEM). c Lung metastasis pattern in animals injected with sh-Control or sh-UNC5A cells into the mammary fat pad in the presence of implanted E2 pellets. The number of animals with and without lung metastasis is shown on the left (p < 0.05), whereas representative lung sections stained with hematoxylin and eosin (H&E) from sh-Control, sh2-, and sh5-UNC5A TMCF7 cell inoculated mice with an E2 pellet is shown on the right. Arrowheads point to metastatic tumor cells (al, alveolus; scale bar = 200 μm). Data were analyzed using the Fisher’s exact test (two-tailed). Lungs from only three sh-Control cell injected animals were examined because we had previously shown a lack of lung metastasis in animals injected with TMCF7 cells [16]. d sh-UNC5A TMCF7 cell-derived tumors show significant levels of angiogenesis. PECAM1 staining was performed to measure endothelial cells in tumors. The number of PECAM1+ cells in at least 12 fields per tumor is shown on the left, whereas representative PECAM1 staining pattern is shown on the right (scale bar = 200 μm; *p < 0.05 and ***p < 0.001). e UNC5A knockdown cells show enhanced metastases to ovaries and adrenal glands. The number of animals with metastases to ovaries and adrenal glands is shown on the left, whereas the gross appearance of ovaries and adrenal glands of sh-UNC5A TMCF7 cells injected via the intracardiac route and the H&E staining pattern of ovary and adrenal gland with metastasis are shown on the right. Scale bars = 3 mm and 200 μm. f Model depicting crosstalk between UNC5A, epidermal growth factor receptor (EGFR), and E2 signaling. Unliganded UNC5A likely inhibits E2 signaling, which may be reversed upon binding of NTN1. Question marks indicates unknown mechanisms of regulation. ER, estrogen receptor

To determine whether UNC5A knockdown enhanced the multiorgan homing capacity of tumor cells, sh-Control and sh-UNC5A cells were injected via the intracardiac route into animals supplemented with E2 pellets. Autopsies within 17 weeks of injection revealed growth of tumor cells in ovaries and adrenal glands at a higher frequency in animals injected with sh-UNC5A cells compared with sh-Control cells (Fig. 7e). Histological analysis revealed a severe disruption of the normal architecture of both organs (Fig. 7f). Ovaries were devoid of follicles and corpora lutea, and the very few remaining were undergoing atresia and degeneration. Likewise, adrenals lost a clear differentiation between the cortex and medulla zones with hemorrhagic areas and high vacuolization even in areas where the capsule is still preserved. Spleens of animals that received sh-UNC5A cells showed extramedullary hematopoiesis with enhanced myeloid and erythroid elements and megakaryocytes causing distention of the spleen in the red pulp area (data not shown). Overall, the results presented above clearly indicate the role of UNC5A in regulating the metastasis of ER+ tumors and its loss of expression leading to E2-independent growth both in vitro and in vivo.


UNC5A is a transmembrane receptor that generates cell survival or death signals in a ligand-dependent manner [10]. UNC5A and NTN1 are described as tumor suppressor and oncogene, respectively, in breast cancer [51, 52]. However, signaling pathways that control their expression to alter the balance between UNC5A and NTN1 are unknown. Analyses of TCGA dataset showed elevated expression of UNC5A in luminal breast cancers, and NTN1 overexpression in TNBCs and E2 could further enhance luminal expression of UNC5A (Fig. 1). Thus, the UNC5A–NTN1 signaling axis is likely tilted more towards UNC5A-activated signals in ERα+/PR+ breast cancers and NTN1-generated signals in TNBC/ER tumors. Consistent with this possibility, UNC5A expression was prognostic in ER+/PR+/HER2 breast cancers but not in ER tumors, suggesting its critical role in ER+/PR+/HER2 breast cancers. A subgroup of women with ER+/PR+ breast cancers develop recurrence, and molecular assays such as the Recurrence Score and Breast Cancer Index are helping to identify ER+/PR+ breast cancer patients requiring hormonal and/or chemotherapy [53]. UNC5A, possibly in combination with EGFR, could be developed as a biomarker to identify such patients [4].

Molecular events causing variable UNC5A expression in ER+ tumors are unknown. UNC5A is a TP53-inducible gene, and TP53 is infrequently mutated in ER+/PR+ breast cancer [2, 54]. Deregulated p53 activity instead of mutations may lead to loss of UNC5A expression in ER+/PR+ tumors, although this remains to be investigated. In addition, there is potential for p53 to control UNC5A activity since we noted a differential effect of UNC5A knockdown on proliferation in wild-type p53 containing MCF7 cells compared with mutant p53 containing T-47D cells, although knockdown had a similar effect on BCL2 and TP63 expression in both cell lines. cBioPortal analyses revealed frequent missense and truncating mutations in UNC5A [55]. Additionally, UNC5A expression is regulated through allele-specific DNA methylation [56]. Thus, mutations and DNA methylation could be other mechanisms leading to inactivation/silencing of UNC5A during breast cancer progression.

One of the consequences of reduced UNC5A expression is significant changes in basal gene expression and altered ERα signaling. GO analyses revealed a specific effect of UNC5A knockdown on a network of transcription factors including the stem cell-associated transcription factor SOX2, which may be a reason for the altered expression of 20% of genes in sh-UNC5A MCF7 cells and 7% in sh-UNC5A T-47D cells compared with sh-Control cells (Fig. 4). It is interesting that, in both cell lines, UNC5A knockdown affected the expression of genes linked to the plasma membrane and extracellular region composition (Fig. 4), which can explain the aggressive growth characteristics of sh-UNC5A compared with sh-Control MCF7 cells in vivo. We also observed a distinct effect of UNC5A on E2-regulated gene expression, with several genes gaining E2-regulated gene expression (Fig. 4). These results suggest a role for UNC5A in restricting the activity of unliganded ERα in a gene-specific manner, which could involve the following mechanisms. One possibility is the direct effect of UNC5A-activated signals on chromatin organization since we observed an effect of UNC5A knockdown on the histone demethylation network in E2-treated cells (Fig. 4). UNC5A knockdown increased the E2-inducible expression of KDM4B, which is a master regulator of ERα activity [57]. Elevated KDM4B in sh-UNC5A cells could further amplify the E2 signaling axis as evident from more than 400 genes gaining E2-regulated expression in sh-UNC5A cells. Robustness at which UNC5A knockdown altered BCL2 expression further suggests a direct link between UNC5A and chromatin organization. This drastic effect of UNC5A knockdown on BCL2 expression is reminiscent of permanent gene expression changes observed upon transient knockdown of DNMT1 [38]. However, we did not observe an effect of UNC5A knockdown on the expression of any DNMTs, although there was a modest but statistically significant effect on TET1 and TET3 which antagonize DNMTs (Additional file 6). UNC5A knockdown may have an effect on histone acetylation/deacetylation since sh-UNC5A MCF7 cells expressed significantly higher levels of the epigenetic regulator HDAC9 compared with sh-Control cells (Additional files 6). The second possibility is the involvement of ELF5. ELF5 suppresses E2 sensitivity by reducing the expression of ESR1 and the pioneer factors FOXA1 and GATA3 [36]. ERα, FOXA1, and GATA3 constitute a positive lineage-restricted hormone responsive regulatory loop in luminal cells [58]. We observed the effect of UNC5A knockdown on ELF5 expression, and reduced ELF5 expression in sh-UNC5A MCF7 cells correlated with elevated GATA3 expression (Additional file 6). The third possibility is the involvement of AKT. UNC5A knockdown caused upregulation of activated AKT, which confers ligand-independent activity to ERα [59]. The fourth possibility involves ERα–EGFR crosstalk since UNC5A knockdown cells contained higher levels of EGFR protein (Fig. 7), and EGF through EGFR has been shown to alter ERα cistrome and transcriptome [60].

UNC5A knockdown in MCF7 cells resulted in a hybrid phenotype with cells expressing luminal (ER, PGR), myoepithelial (TP63), and stem cell markers (SOX2), which in part is due to altered ERα signaling. Recent studies have identified similar hybrid cells in primary breast cancers, potentially generated through Notch-Jagged signaling [42, 61]. Based on cell surface marker profiles and KRT14/KRT19 expression patterns in sh-UNC5A cells, we propose that the gradual loss of UNC5A results in cancer cells acquiring hybrid phenotype without expressing classic markers of EMT. Since there is still a controversy related to in-vivo detection of cancer cells with EMT features, it is possible that primary tumors contain cells with hybrid phenotype which functionally behave like cancer cells with EMT features. Characterizing primary tumors for ER, PR, UNC5A, EGFR, and additional basal cell markers would allow the detection of such hybrid cells. Collectively, results presented in this study provide novel insights into pathways that restrict ERα signaling and metastatic progression of ERα+ breast cancer, which potentially involves luminal to luminal/basal hybrid conversion due to an aberrant DR pathway.


In this study, we demonstrate an unexpected role for the dependence receptor UNC5A in regulating ERα activity and restricting the expression of basal cell-enriched genes in luminal cells. Progressive loss of UNC5A expression could result in ERα-positive luminal cells acquiring basal features including the expression of ΔNp63, SOX2, and EGFR, while maintaining ERα expression. These results describe the role of UNC5A in controlling plasticity of luminal breast cancer. Therefore, UNC5A, ERα, and EGFR could be developed as markers to identify luminal breast cancers with a potential for subtype conversion.





v-AKT murine thymoma viral oncogene


Apolipoprotein B mRNA-editing enzyme


B cell leukemia/lymphoma 2


Charcoal-dextran treated fetal calf serum


Chromatin immunoprecipitation


Cancer stem cell


Differentially expressed gene


DNA methyltransferase 1


Dependence receptor




Epidermal growth factor receptor


Enzyme-linked immunosorbent assay


Epithelial to mesenchymal transition


Estrogen receptor


Estrogen response element


Extracellular signal-regulated kinase


Fold change


False discovery rate


Gene expression omnibus


Gene ontology


Hematoxylin and eosin




Minimum essential media




4-Hydroxy tamoxifen


Phosphate-buffered saline


Progesterone receptor


Quantitative reverse transcription polymerase chain reaction


Short hairpin RNA


The Cancer Genome Atlas


Tissue microarray


Triple negative breast cancer


Unc-5 netrin receptor A


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We thank Dr. Hitesh Appaiah for initial analysis of UNC5A expression in breast cancer cell lines, the IU Simon Cancer Center Flow Cytometry Core for flow cytometry, and the Tissue Procurement facility of IUSCC for the TMA.


Susan G. Komen for the Cure SAC110025 provided financial support for this work (HN). The Vera Bradley Foundation for Breast Cancer Scholar Program at the IU Simon Cancer Center provided support to MBP. Collaborative Care for Cancer Bioinformatics, supported by the Walther Cancer Foundation, performed the bioinformatics analyses of RNA-seq data.

Availability of data and materials

RNA-seq data has been deposited with GEO under the accession number GSE89700. All cell lines will be made available upon request.

Author information

Authors and Affiliations



MBP: in-vitro experiments, maintained animal colonies, tumor measurements and harvesting, analyzed data, and wrote the manuscript; PBN: in-vitro experiments including ChIP assays, cell proliferation assays, and Western blotting; MA: cancer stem cell-related work including flow cytometry and mammospheres; MSP: immunofluorescence; YH: RNA-seq data analyses; XR: ChIP-seq and expression data alignment; SL: Bioinformatics analyses of RNA-seq data; JW: Bioinformatics analyses of RNA-seq data; YL: RNA-seq analyses; KM: histopathology; MJ: EGFR immunohistochemistry scoring; GS: pathologist who evaluated TMA and tissues from xenograft studies; SA: statistical analyses of TMA; SP: statistical analyses of TMA; HN: overall study design, mammary fat pad and intracardiac injection, data interpretation, and manuscript writing. All authors have read and approved the final manuscript.

Corresponding author

Correspondence to Harikrishna Nakshatri.

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Ethics approval and consent to participate

Tumor samples used in the tissue microarray were obtained after informed consent and the Indiana University Institutional Review Board has approved the use of human tissue. Participants have consented for publication. The article does not contain data from individual participants. All animal studies were performed as per NIH guidelines and with approval from the Institutional Animal Care and Use Committee.

Competing interests

The authors declare that they have no competing interests.

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Additional files

Additional file 1:

Tables that describe antibodies and primers used in the study. (DOCX 121 kb)

Additional file 2:

E2-regulated expression of UNC5A in various cell types extracted from published studies using NURSA data resource. (XLSX 13 kb)

Additional file 3:

Description of patients and characteristics of their tumors (n = 221). (DOCX 98 kb)

Additional file 4:

Summary of results of overall survival: univariate and multivariate analyses on the UNC5A H score category. (DOCX 96 kb)

Additional file 5:

The effect of ICI-182,780 (Fulvestrant) treatment on UNC5A knockdown cells and Western blot showing UNC5A knockdown by CRISPR in MCF-7 cells. (PSD 3346 kb)

Additional file 6:

Summary of results of RNA-seq of sh-Control and sh5-UNC5A clones of MCF7 and T-47D cells. Various comparisons are shown. (XLSX 859 kb)

Additional file 7:

Pathways analyses using DAVID of differentially expressed genes under different conditions and in different cell types. (XLSX 139 kb)

Additional file 8:

Characterization of TMCF7 cells with and without UNC5A knockdown for stemness and luminal/basal hybrid features. (PSD 50580 kb)

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Padua, M.B., Bhat-Nakshatri, P., Anjanappa, M. et al. Dependence receptor UNC5A restricts luminal to basal breast cancer plasticity and metastasis. Breast Cancer Res 20, 35 (2018).

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