Phosphatidylinositol 3-kinase pathway activation in breast cancer brain metastases
- Barbara Adamo1, 2, 3,
- Allison M Deal4,
- Emily Burrows3,
- Joseph Geradts5,
- Erika Hamilton6,
- Kimberly L Blackwell6,
- Chad Livasy7,
- Karen Fritchie8,
- Aleix Prat3, 9, 10,
- J Chuck Harrell3, 9, 10,
- Matthew G Ewend3, 11,
- Lisa A Carey1, 3,
- C Ryan Miller†3, 10Email author and
- Carey K Anders†1, 3Email author
© Anders et al.; licensee BioMed Central Ltd 2011
Received: 11 May 2011
Accepted: 1 December 2011
Published: 1 December 2011
Activation status of the phosphatidylinositol 3-kinase (PI3K) pathway in breast cancer brain metastases (BCBMs) is largely unknown. We examined expression of phospho(p)-AKT, p-S6, and phosphatase and tensin homologue (PTEN) in BCBMs and their implications for overall survival (OS) and survival after BCBMs. Secondary analyses included PI3K pathway activation status and associations with time to distant recurrence (TTDR) and time to BCBMs. Similar analyses were also conducted among the subset of patients with triple-negative BCBMs.
p-AKT, p-S6, and PTEN expression was assessed with immunohistochemistry in 52 BCBMs and 12 matched primary BCs. Subtypes were defined as hormone receptor (HR)+/HER2-, HER2+, and triple-negative (TNBC). Survival analyses were performed by using a Cox model, and survival curves were estimated with the Kaplan-Meier method.
Expression of p-AKT and p-S6 and lack of PTEN (PTEN-) was observed in 75%, 69%, and 25% of BCBMs. Concordance between primary BCs and matched BCBMs was 67% for p-AKT, 58% for p-S6, and 83% for PTEN. PTEN- was more common in TNBC compared with HR+/HER2- and HER2+. Expression of p-AKT, p-S6, and PTEN- was not associated with OS or survival after BCBMs (all, P > 0.06). Interestingly, among all patients, PTEN- correlated with shorter time to distant and brain recurrence. Among patients with TNBC, PTEN- in BCBMs was associated with poorer overall survival.
The PI3K pathway is active in most BCBMs regardless of subtype. Inhibition of this pathway represents a promising therapeutic strategy for patients with BCBMs, a group of patients with poor prognosis and limited systemic therapeutic options. Although expression of the PI3K pathway did not correlate with OS and survival after BCBM, PTEN- association with time to recurrence and OS (among patients with TNBC) is worthy of further study.
The incidence of brain metastases (BMs) is approximately 15% among women newly diagnosed with metastatic breast cancer (BC) . This figure likely underestimates the true incidence, as autopsy studies report a 30% incidence of BMs among women with advanced disease . Current therapeutic interventions include corticosteroids, whole-brain radiotherapy, neurosurgical resection, stereotactic radiosurgery, and systemic chemotherapy . Despite these treatment strategies, prognosis among patients with BCBMs remains poor, with a median overall survival of approximately 6 months [4, 5]. Although targeted agents show promise in the treatment of advanced extracranial BC, challenges in delivery of these agents to the central nervous system (CNS) include properties inherent to the blood barrier (that is, efflux mechanisms) and our incomplete understanding the biology underlying BCBMs. Moreover, optimal therapeutic targets within BCBM are largely unknown.
Previous studies indicate that the phosphatidylinositol 3-kinase (PI3K) pathway plays a critical role in the initiation and progression of human BC, and alterations in this pathway have been identified in approximately 50% of these tumors [6, 7]. PI3K pathway activation occurs in response to extracellular signals via either growth-factor receptor or integrin pathways. On its recruitment to the cellular membrane via receptor-mediated activation, the p110α catalytic subunit of PI3K phosphorylates phosphatidylinositol-4,5-bisphosphate (PIP2) at the 3' position of the inositol ring, generating PIP3 . PIP3 recruits phospholipid-binding domain containing proteins, particularly AKT, to the plasma membrane. Phosphorylated (p-)AKT, the primary downstream effector of PI3K signaling, moves from the cytoplasm to the nucleus to initiate its downstream effects. This cascade, including activation of the mammalian target of rapamycin (mTOR) and its downstream effectors, p70S6 kinase and 4E-binding protein-1, affects a number of cellular processes, including proliferation and motility, which clinically translate into endocrine and chemotherapy resistance and worse cancer-specific survival [6, 9–12]. The PI3K/AKT pathway is negatively regulated by PTEN (phosphatase and tensin homologue), a lipid phosphatase that removes the 3-phosphate from PI(3,4)P2 and PI(3,4,5)P3, thus inactivating the signaling cascade . Therefore, loss of PTEN contributes to the activation of the PI3K/AKT signaling cascade through inhibition of degradation of both PI(3,4)P2 and PI(3,4,5)P3.
To date, alterations and activation of the PI3K/AKT pathway are well established in the initiation and progression of extracranial human BC [6, 8–10, 14, 15]. However, the contribution of this important signaling pathway to the pathogenesis of BCBMs has yet to be fully elucidated. This is of clinical importance as small-molecule inhibitors of the PI3K/AKT/mTOR pathway are in development and show promising activity in the treatment of primary brain tumors, suggesting sufficient blood-brain barrier penetration to elicit therapeutic effects [16, 17]. In this study, we quantitated the expression of the PI3K pathway biomarkers p-AKT, p-S6, and PTEN, and evaluated the prognostic implications, primarily overall survival (OS) and survival after BCBMs, of PI3K activation status in BCBMs. As secondary, exploratory end points, we evaluated the associations between PI3K pathway activation and time to distant recurrence (TTDR) and time to BCBM. Finally, similar analyses were also conducted among the subset of patients with triple-negative BCBM.
Materials and methods
BCBMs (n = 52), including a subset with matched primary BCs (n = 12), from 52 patients treated at the University of North Carolina at Chapel Hill (UNC) (52%) and Duke University (48%) between 1991 and 2008, were studied. Clinical data, including age, race, stage of primary BC at diagnosis (as per the 2003 Sixth Edition of the American Joint Committee on Cancer [AJCC]), treatment history (including local and systemic therapies in the adjuvant and metastatic settings), recurrence, and vital status were available for 50 patients. Given the retrospective nature of clinical data collection, complete information was not available for all 50 patients; thus, denominators may vary throughout the article. This study was approved, and waivers of consent were granted by Institutional Review Boards at both UNC and Duke.
Immunohistochemistry (IHC) was performed on 5-μm formalin-fixed, paraffin-embedded tissue sections on coated glass slides by using a Dako Autostainer (DakoCytomation, Carpinteria, CA). Monoclonal antibodies were applied for 30 to 60 minutes at room temperature (with the exception of HER2, which was incubated overnight at 4°C) and detected by using avidin-biotin chemistry (Vectastain Elite Kit 6102; Vector, Burlingame, CA) and diaminobenzidine (Innovex NB314SB; Innovex Biosciences, Richmond, CA) as chromogen. Signal contrast was maximized by counterstaining with hematoxylin (DakoCytomation Mayer hematoxylin S3309), rinsing in deionized water, and placement in a bluing solution (Richard-Allan Scientific 7301; Richard-Allan Scientific, Kalamazoo, MI). The following primary antibodies and dilutions were used: p-AKT (Ser473, 1:10, Cell Signaling, Danvers, MA); PTEN clone 6H2.1 (1:25; Cascade Biosciences, Winchester, MA); p-S6 ribosomal protein (1:50, Ser235/236; Cell Signaling); ER clone 1D5 (1:50; Dako), PR clone 16 (1:70; Vision BioSystems, Norwell, MA); and HER2 clone CB11 (1:100; BioGenex, San Ramon, CA). For each antibody, primary breast tumor tissue was used as a positive control. Technical negative controls omitting the primary antibody using primary breast tumor tissue were also used. IHC was performed on all 52 cases for p-AKT, p-S6, and PTEN. IHC for ER, PR, and HER2 expression was additionally performed on 38 cases. Because of limited tissue, four cases were stained for HER2 only, and three cases were stained for ER and PR only.
IHC stains were scored by two surgical pathologists (KF and CL). Nuclear ER and PR staining were scored from 0 to 8 by using the Allred system , and Allred scores of 0 to 2 and 3 to 8 were defined as negative and positive, respectively. HER2 was scored by using the current American Society of Clinical Oncology ASCO)/College of American Pathologists (CAP) guidelines . Membranous immunoreactivity was scored (0 and 1+ indicates negative; 2+, indeterminate; and 3+, positive for overexpression), and the percentage of tumor cells staining positive was visually estimated.
For p-AKT, p-S6, and PTEN, an H score was calculated by multiplying the fraction of positively stained tumor (percentage) by staining intensity (0, 1+, 2+, or 3+). In subsequent statistical analyses, H scores were classified as negative (0 to 9), low (10 to 100), medium (101 to 200), or high (201 to 300) .
Identification of breast cancer subtypes
BC subtype was defined by IHC receptor status of the BCBM as follows: Hormone receptor (ER and/or PR) HR+/HER2-, triple-negative (ER-/PR-/HER2-, TN), and HER2+. In five BCBM cases for which ER, PR, and HER2 IHC data were not available, receptor status of the BCBM was obtained per the clinical database and was used to assign subtype. In three of five cases in which HER2 re-staining was indeterminate (IHC = 2+), HER2 classification was based on available clinical data including either IHC and/or FISH (fluorescence in situ hybridization). In the other two cases, HER2 2+ was classified as negative for the purposes of this analysis.
Gene-expression microarray analysis
Normalized gene-expression data from two publicly available datasets [19, 20] were evaluated. In Harrell et al.  (GSE26338), we analyzed the expression of PTEN in a combined cohort of 855 primary BC patients that were followed, and the first site of distant recurrence was retrospectively annotated, including a subset of 42 patients in whom the first site of relapse (or one of the first sites) was the brain. The intrinsic molecular subtype calls were used as provided in Harrell et al. . In Zhang et al.  (GSE14018), we evaluated the expression of PTEN across 36 unpaired BC brain, liver, bone, and lung metastasis samples. In both datasets, all PTEN probes were averaged into a single expression value.
The Kaplan-Meier method and log-rank test were used to compare differences among survival curves, and Cox regression analysis was used to evaluate possible predictors in the time-to-event outcomes. Overall survival (OS) was defined as the time from diagnosis of primary BC to death or last contact. CNS-specific survival (CNS survival) was defined as the time from the date of BCBM to the date of death or last follow-up. Time to distant recurrence (TTDR) was defined as the time from primary BC diagnosis to date of distant recurrence. Time to CNS recurrence (TTCNS) was defined as the time from primary BC diagnosis to date of CNS metastases; for those patients whose initial distant recurrence included the CNS, this time was the same as the time to distant recurrence. Differences in PTEN gene expression across the various intrinsic molecular subtypes and between brain metastases and other distant metastastic sites was evaluated by using a Wilcoxon rank sum test. Associations with relapse-free survival were evaluated by using the log-rank test, and Cox regression; PTEN expression was categorized as low/medium or high based on combining the lower two tertiles. Statistical analyses were performed with SAS 9.2 statistical software (SAS Institute, Inc., Cary, NC) and R v.2.8.1 http://cran.r-project.org.
Patient and tumor characteristics
Patient, tumor, and treatment characteristics
No. of patients
48 (26-72 years)
< 40 years
N = 34
N = 43
Systemic therapy for primary BC
Endocrine therapy (for HR+/HER2-)
Trastuzumab (for HER2+)
Systemic therapy for metastatic BC
Endocrine therapy (for HR+/HER2-)
Her2-directed therapy (for HER2+)
N = 47
BC subtype was assigned based on IHC staining of BCBM for 43 patients, and subtype distribution was as follows: 28% HR+/HER2-, 44% TN, and 28% HER2+. Subtype concordance between primary BC and associated BCBM was 57% (four of seven). Of the three cases that were discordant, two HER2+ primary BC lacked HER2 staining in the matched BCBM, whereas one TN primary BC gained HR positivity (HR+/HER2-) in the matched BCBM.
Overview of systemic and local therapies
Ninety-two percent of patients received systemic chemotherapy with curative intent (29% and 71% in the neoadjuvant and adjuvant settings, respectively) for their primary BC (Table 1), whereas 55% (HR+/HER2-) received endocrine therapy, and 17% (HER2+) received trastuzumab.
In the metastatic setting, 95% (36 of 38) of patients received some form of systemic therapy; with 32% receiving one line, and 63% receiving two or more lines of therapy. Seventeen percent (six of 35) received systemic therapy both before and after development of CNS metastases; 20% only before and 63% only after diagnosis of BCBM. Therapies in the metastatic setting included the following: chemotherapy (74%), endocrine therapy (70%, HR+ only), and HER2-directed therapy (67%, HER2+ only). Fifty-three percent received cranial radiation (XRT) for BCBM; 9% received radiosurgery. No difference in OS or CNS survival was seen between those who did or did not receive cranial XRT (P = 0.7, 0.5).
Expression of PI3K pathway biomarkers in breast cancer brain metastases
Expression of PI3K pathway biomarkers in breast cancer brain metastases
(0 to 9)
(10 to 100)
(101 to 200)
(201 to 300)
No significant association was found between BCBM subtype and PI3K pathway status for p-AKT, p-S6, or PTEN (all P > 0.3). Interestingly, PTEN- was more frequent among the TN BCBM (seven of 19, 37%) compared with HR+/HER2- (two of 12, 17%) and HER2+ (three of 12, 25%) BC (P = 0.3). Concurrent PI3K pathway activation (p-AKT and/or p-S6 H score ≥10) and PTEN- (H score, 0 to 9) was present in 15% of 52 BCBMs. A larger proportion (five of 19, 26%) of BCBMs arising from patients with TNBC showed this IHC pattern, compared with 8% (one of 12) of the HR+/HER2- and 17% (two of 12) of the HER2+ patients (P = 0.5).
Concordance of PI3K expression between brain metastases and primary breast tumors
Concordance of PI3K biomarkers between primary breast tumors and matched breast cancer brain metastases (n = 12)
Survival outcomes according to breast cancer subtype
Survival outcomes by expression of p-AKT, p-S6, and PTEN
To confirm that these results were not influenced by receipt of systemic therapy, we evaluated the proportion of patients who received treatment by PTEN status. No difference was found in receipt of systemic chemotherapy, either in the curative (10 of 12, 83% versus 34 of 36, 94%; P = 0.26) or advanced setting (eight of nine, 89%, versus 20 of 29, 69%; P = 0.4), between patients with either PTEN- or PTEN+ BCBM, respectively. Interestingly, a higher proportion of PTEN- BCBM patients (nine of 11, 82%) received cranial XRT for BCBM compared with those with PTEN+ BCBM (16 of 26, 44%; P = 0.04).
Survival by PTEN status among patients with triple-negative breast cancer
Impact of subtype and PTEN status on patient outcome
(H score, negative vs. positive)
(TN vs. non-TN)
On multivariable Cox regression analyses, the association between subtype and overall survival, time to distant recurrence, and survival after CNS metastases remained significant when controlling for PTEN status (all, P ≤ 0.04). Similarly, the association between PTEN- and shorter time to distant recurrence (HR, 2.4; P = 0.02) and time to CNS recurrence (HR, 2; P = 0.06) remained when controlling for subtype among patients with BCBMs.
Evaluation of PTEN gene expression across the intrinsic molecular subtypes and brain metastases
Survival outcomes based on PTEN gene expression
BCBMs represent one of the most challenging aspects in the clinical care of patients with advanced BC. Not only does intracranial recurrence limit survival, but associated symptoms also decrease functional status, limit independence, and negatively affect quality of life. No approved systemic therapies are available to treat patients with BCBMs, and it is unclear whether therapeutic targets, such as PI3K, differ between primary BC and BCBMs. In the present study, we explored the expression and prognostic implications of a panel of PI3K-pathway biomarkers, p-AKT, p-S6, and PTEN, in 52 BCBMs and 12 matched primary BCs. Our central goal was to improve our current understanding of the complex biology underlying BCBMs in hopes of guiding the future use of targeted agents to treat this aggressive disease. Our results show that the PI3K pathway is active in most BCBMs, regardless of IHC subtype; however, activation status does not appear to affect overall survival or survival after BCBMs in this cohort of patients. Interestingly, our secondary analyses indicate that the lack of PTEN expression may have prognostic value, independent of subtype. Moreover, among patients with aggressive TN BCBM, lack of PTEN expression may also be associated with worse overall survival.
Although alterations of the PI3K pathway are frequently observed in primary BC , different mechanisms of pathway activation exist . Among them, activating PIK3CA mutations have been identified in about 15% to 30% of breast tumors and are more commonly associated with ER+ disease [27–31]. Conversely, alternative mechanisms of PI3K pathway activation, such as loss of PTEN and loss of the tumor-suppressor inositol polyphosphate 4-phosphatase type II (INPP4B), are more commonly associated with basal-like BC [27, 32–37]. Although our data indicate that PI3K pathway activation in BCBM is not entirely subtype specific, lack of PTEN expression was more commonly observed in the TN and basal-like subtypes when compared with the other tumor types. Given that brain metastases across subtypes were included in this study, multiple mechanisms of PI3K activation (that is, PIK3CA mutations, PTEN loss, and/or INPP4B loss) may be responsible for the high levels of PI3K pathway activation observed in this cohort. Future studies aimed at identifying subtype-specific mechanisms of PI3K activation are certainly warranted, both in primary BC and BCBM, to refine our current understanding of the biologic processes driving this disease process.
The role of PI3K-pathway activation as a prognostic and/or predictive biomarker is under investigation. Although our primary analyses did not reveal associations between PI3K-pathway activation and overall survival or survival after BCBM, several secondary analyses are worthy of discussion. Our exploratory analysis indicates PTEN may be prognostic, with lack of PTEN expression being associated with more rapid time to disease recurrence (across subtypes) and worse overall survival in the TN subset of patients . Interestingly, of the three biomarkers evaluated in this study, PTEN showed the highest concordance (83%) between matched primary BC and BCBM. In the clinical setting, biologic specimens from brain metastases are not commonly available, as resection is generally reserved for solitary lesions, and biopsies are reserved for cases with equivocal radiographic findings. Given the high concordance of PTEN status between primary BCs and their BCBMs, PTEN status in primary breast tumors may also be prognostic, and potentially predictive of distant and CNS recurrence. Confirming these findings in a large, unselected cohort of patients with primary breast tumor tissue available for PTEN testing would certainly be of value.
We recognize that the data presented in this study have several limitations. First, all patients included in this study underwent a neurosurgical procedure, so the population studied here might not be representative of all patients with BCBMs. Second, the sample size in this study is small, but comparable to previously reported studies evaluating BCBM tissues . Although this is the largest study evaluating PI3K activation in BCBM tissues to date, subset analyses should be interpreted with caution because of the small sample size and multiple comparisons. A laudable future goal would be to validate these findings in a larger cohort; however, the inherent difficulty of obtaining brain metastasis tissues remains an obstacle. Thus, the development of clinically annotated brain metastases and primary BC tissue repositories housing both paraffin-embedded and fresh, frozen tissues should be a priority among the scientific community.
Finally, we used an IHC definition to identify the intrinsic molecular subtypes based on ER, PR, and HER2 status. We recognize that considerable discordance may exist between subtype assignment by IHC biomarkers and molecular profiling . However, similar results were observed when we evaluated publicly available gene-expression data in more than 800 tumors in which molecular profiling had been performed [19, 20]. Overall, this genomic analysis supports our IHC findings, in which PTEN expression was associated with time to distant and brain recurrence, basal-like tumors, and the development of BCBM.
In summary, results of this study indicate that the PI3K pathway is active in the majority of BCBMs across the spectrum of IHC subtypes. Although expression of the PI3K pathway did not correlate with OS and survival after BCBM, loss of PTEN may hold prognostic and/or predictive value among this group of very high risk patients. Presently, small-molecule inhibitors of the PI3K pathway are in clinical development to treat multiple malignancies, including BC [41, 42], and several cross the blood-brain barrier. Thus, inhibition of the PI3K pathway represents a promising therapeutic strategy for patients with BCBMs, with the ultimate goal of improving outcome and quality of life for patients diagnosed with this devastating disease.
- 95% CI:
95% confidence interval
American Joint Committee on Cancer
American Society of Clinical Oncology ASCO)/College of American Pathologists
breast cancer brain metastasis
central nervous system
- CNS survival:
fluorescence in situ hybridization
Gene Expression Omnibus Series
human epidermal growth factor receptor 2
mammalian target of rapamycin
phosphoinositide-3-kinase, catalytic, alpha polypeptide
phosphatase and tensin homologue
Statistical Analysis Software
triple-negative breast cancer
time to central nervous system recurrence
time to distant recurrence
University of North Carolina at Chapel Hill
This work was supported in part by grants from the National Cancer Institute at the National Institutes of Health (5K12 CA120780-03 to CKA; NCI CA058223 to CKA and LAC), the CALGB (Young Investigator Award to CKA), the Breast Cancer Research Foundation (to LAC), and the University Cancer Research Fund (to CRM). We thank David Cowan, Debbie Little, Bentley Midkiff, and Nana Nikolaishvili-Feinberg in the UNC Translational Pathology Laboratory (TPL) for expert technical assistance. The UNC TPL is supported, in part, by grants from the National Cancer Institute (3P30CA016086), Department of Defense (W81XWH-09-2-0042), and the UNC University Cancer Research Fund (UCRF).
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